1、Synthesis of Nanoparticles Nucleation and Growth.A.IntroductionTechniques for the synthesis of nanoparticles:top-down bottom-up.A-1.Top-down approaches:milling or attrition,repeated quenching,and lithography.Attrition:a relatively broad size distribution,varied particle shape,contain a signigicant a
2、mount of impurities and defects#6#7#8.Two categories:thermodynamic equilibrium approach and kinetic approach.Repeated thermal cycling(material:very small thermal conductivity but a large volume change as a function of temperature):very fine particles can be produced,difficult to design and very fine
3、 controlA-2.Bottom-up approaches by homogeneous nucleation from liquid or vapor,or by heterogeneous nucleation on substrates.#9.lThermodynamic approach:(i)generation of supersaturation,(ii)nucleation,and(iii)subsequent growth.lkinetic approach limiting the amount of precursors available for the grow
4、th(e.g.,molecular beam epitaxy,)or confining the process in a limited space(micelle synthesis.)#19#20.This chapter will take the solution synthesis of nanoparticles as an example.For the fabrication of nanoparticles,a small size is not the only requirement.Other important characteristics:(i)identica
5、l size of all particles,i.e.,monosized or with uniform size distribution;(ii)idental shape or morphology;(iii)identical chemical composition and crystal structure;(iv)individually dispersed or monodispersed,i.e.,no agglomeration(or readily redispersible.).l Crystalline structure:single crystal,polyc
6、rystalline and amorphous particles l Morphologies:spheres,cubes and platelets.lNanoparticles of single crystalline:nanocrystalslNanoparticles with quantum effects:quantum dotsB.Nanoparticles through Homogeneous Nucleationa supersaturation of growth species must be created,by e.g.,a reduction in temp
7、erature or in situ chemical reactions.Three mediums:liquid,gas and solid.B-1.Fumdamentals of homogeneous nucleationA solution with solute exceeding the solubility or supersaturation possesses a high Gibbs free energy;the overall energy of the system would be reduced by segregation solute from the so
8、lution i.e.,by forming a solid phase and maintaining an equilibrium concentration in the solution.#2#3#10#11.This reduction of Gibbs free energy is the driving force for both nucleation and growth.The change of Gibbs free energy per unit volume of the solid phase,GV,C:concentration of the solute,C0:
9、equilbrium concentration or solubility,k:Boltzmann constant,T:temperature,:atomic volume,:supersaturation defined by(CC0)/C0.Without supersaturation(i.e.=0),GV is zero,and no nucleation would occur.F3.1.When CC0,GV is negative and nucleation occurs spontaneously.Assuming a spherical nucleus with a r
10、adius of r,the change of Gibbs free energy or volume energy,Vincrease in the surface energys.:surface energy per unit area.The total change of chemical potentialF3.2the newly formed nucleus is stable only when its radius exceeds a critical size,r.At the critical size r=r,dG/dr=0.G:energy barrier tha
11、t a nucleation process must overcomeThe above discussion was based on a supersaturated vapor and a supercooled gas or liquid.critical size represents the limit on how small nanoparticles can be synthesized.To reduce the critical size,one needs to increase the supersaturation,e.g.,by decreasing tempe
12、rature.Temperature can also influence surface energy.Surface energy of the solid nucleus can change more significantly near the roughening temperature.Other possibilities include:(i)use of diffierent solvent,(ii)additives in solution,and(iii)incorporation of impurities into solid phaseThe rate of nu
13、cleation(number of nuclei formed per unit volume and per unit time,i.e.,nuclei/cm3.sec),RN,is proportional to(i)the probability,PF3.3.(ii)the number of growth species per unit volume,n,i.e.,the initial concentration,C0,and(iii)the successful jump frequency of growth species,:diameter of the growth s
14、pecies,:viscosity of the solution.high initial concentration or supersaturationlow viscosity and low critical energy barrier favor the formation of a large number of nuclei.For a given concentration of solute,a larger number of nuclei mean smaller sized nuclei.The nucleation occurs only when the sup
15、ersaturation reaches a certain value above the solubility(critical supersaturation)After the initial nucleation,the concentration or supersaturation of the growth species decreasesF3.4.When the concentration decreases below a specific concentration,no more nuclei would form,whereas the growth will p
16、roceed until the concentration of growth species has attained the equilibrium concentration or solubility.nucleation occurs when the concentration reaches the minimum saturation(i.e.,above the critical supersaturation)required to overcome the critical energy barrier,growth rate is above zero for a c
17、oncentration above its equilibrium solubility.Above the minimum concentration(i.e.,above the critical supersaturation),nucleation and growth are inseparable processes.F3.5.For the synthesis of nanoparticles with uniform size distribution,it is best if all nuclei are formed at the same time.In this c
18、ase,all the nuclei are likely to have the same or similar size,since they are formed under the same conditions.it is highly desirable to have nucleation occur in a very short period of time.to achieve a sharp nucleation,the concentration of the growth species is increased abruptly to a very high sup
19、ersaturation and then quickly brought below the minimum concentration for nucleation.The size distribution of nanoparticles can be further altered in the subsequent growth process.B-2.Subsequent Growth of Nuclei#46#47.C-2.Other Classification粉體製備方法粉體製備方法1.breaking down processes(研磨)2.building up pro
20、cesses(化學合成)3.(building up breaking down)2.化學合成方法 (A)按反應的相分類 氣相反應法 液相反應法 固相反應法 (B)按反應類別分類evaporation condensation(thermal,laser,electron beam,microwave,plasma)chemical vapor depositionflame synthesisspray pyrolysis(spray roasting).solution precipitation co-precipitation hydrothermal precipitation sp
21、ray drying spray freezing and sublimation alkoxide method sol-gel method combustion synthesis microwave-combustion synthesis 沒有一種方法能合成所有的粉體 有些方法可合成數種粉體(反應物不同、操作條件不同,方法相同)對某一粉體而言,常有數種方法皆可合成。選擇最佳方法(powder properties,production cost,raw materials availability,environmental friendly).Preparation of Fine
22、 Powders Breaking-down processeslarge particlesFused(liquid)SolidAtomisationComminution ball milling,etc(grinding)GaseousMicronisation.Building-up processesreactantsParticle-forming species(atoms,molecules)nuclei or initial particlesproduct powdersgrowthnucleationchem.rxn.phys.evaporation.Example:Al
23、2O3Bayer ProcessBauxite(Al2O(OH)4=Al2O3.2H2O)(55Al2O3,7SiO2,Fe2O3鐡礬土)crushed and wet-ground100meshparticlesdigesterNaOH(30)pressure(atm)heat(190)filtration.solution of sodiumaluminate(NaAlO2)+wasteseedingwith fineAl(OH)3particleshydrolyzedcoolingTempagitation aluminum gydroxide(precipitated)timefilt
24、ration washingAluminum hydroxide(Al(OH)3)calcination1200cooling(size,texture,purity)40100 m particlessize reduction1 m or finer.Nucleation and Particle Growth.A.Formation Process of Powder ParticlesreactantsChem.Rxn.Particle Forming SpeciesNucleationNuclei(Initial particles)GrowthProduct ParticlesPa
25、rticle Forming Species(a)Vapor atoms or molecules in gas phase.(b)Solute atoms,molecules,or ions in liquid solution;pure melt;atoms,molecules,or ions in a melt solution.(c)Solute atoms,molecules,or ions in a solid solution(d)Newly formed phase materials.Phys.Rxn.B.NucleationThe very first step in th
26、e formation of a new phaseThe very first step in the formation of a new phase including:including:v v l,v l,v s s,l,l s s,andand s(s()s(s().).The particle size distributionThe particle size distribution,produced during synthesis,produced during synthesis(e.g.,precipitation)is a result of the relativ
27、e(e.g.,precipitation)is a result of the relative rates of rates of reaction,nucleation,growthreaction,nucleation,growth,and,and agglomerationagglomeration,as well,as well as the degree of backmixing in the reactor(e.g.,as the degree of backmixing in the reactor(e.g.,precipitator).precipitator).B-1 N
28、ucleation and Particle Growth-practical examples Powder Synthesis gas-phase methods(vapor molecular solid particles)solution methods(solute species solid particles)solid-state-reaction-methods(e.g.,MgCO3 Mg O;phase phase)others Microstructure Development Materials Heat Treatment Annealing recrystall
29、ization and grain growth Coating powder-spray coating CVD.B-2 Three main categories of nucleation:homogeneous nucleation:occurs in the absence of a solid interface (production of new particles)heterogeneous nucleation:occurs in the presence of a foreign seed (growth on seed particles,no new particle
30、s produced)secondary nucleation:occurs in the presence of solute particle interface.(production of new particles).B-3 Classical Nucleation Theory-thermodynamic approachB-3 Classical Nucleation Theory-thermodynamic approach In very small quantities of matter such as clusters of solute In very small q
31、uantities of matter such as clusters of solute molecules,a large fraction of the molecules are at the surface in a molecules,a large fraction of the molecules are at the surface in a state of higher potential energy than the interior molecules(i.e.,state of higher potential energy than the interior
32、molecules(i.e.,fewer and weaker bonds).fewer and weaker bonds).A macroscopic body:surface free energy per unit area,A macroscopic body:surface free energy per unit area,.In a In a cluster consisting of a small number(10-100)of molecules or cluster consisting of a small number(10-100)of molecules or
33、ions,the definition of surface area and surface free energy is ions,the definition of surface area and surface free energy is rather ambiguousrather ambiguous.None the less,in the theory presented here,we.None the less,in the theory presented here,we will use the concepts of surface area and surface
34、 free energy for will use the concepts of surface area and surface free energy for convenience.convenience.Classical theories of primary homogeneous nucleation assume that in supersaturated solution solute molecules combine to produce clusters,or”embryos”,overall free energy per cluster,G,of the agg
35、regates is a result of two terms,the free energy due to the new surface and the free energy due to the formation of new liquid(or solid).B-3-1 Nucleation of Condensation(v l or s)In order for vapor to condense in the absence of free and foreign surfaces it is necessary for small cluster of molecules
36、 to form and to grow and finally coalesce to form the bulk phase.This does not happen if the vapor pressure is only slightly higher than the equilibrium vapor pressure because the very small droplets that are formed first have a higher vapor pressure.(kinetics).the thermodynamics of condensation may
37、 be discussed in terms of the following two-step process:nA(gas,P)=nA(gas,P)=nA(small liquid droplet of radius r)where n is number of molecules and P is the vapor pressure of the liquid in small droplet.The change in Gibbs free energy for the first step is (8.16)PPP(PP).The change in Gibbs free ener
38、gy for the second step would be zero if surface effects were negligible,but since 4r2 of surface has to be formed,there is an increase in Gibbs free energy of 4r2.Thus the total Gibbs free energy change for the condensation is (8.17)The number of molecules n may also be expressed (8.18)where is the
39、density of the liquid,M its molecular weight and NA is Avogadros constant.Thus equation 8.17 becomes (8.19).(8.20)(8.21)easier for nucleation to occurFor given degree of supersaturation(S=P/P),the plot of G versus r has the shape indicated in Fig.8.3 At the critical radius rc the Gibbs free energy c
40、hange becomes smaller as the particle increases in size.Thus a particle of this size grows spontaneously.The critical radius(radius of critical cluster)may be obtained by differentiation.B-3-2 Classical Nucleation Theory derived by applying,by amaloy,classical nucleation theory for the condeusation
41、of a vapor.Eq.of nucleation rate from a vapor (Eg.(22)physical no of constant x the concentration moleales surface area of a of critical unclei arriving at critical the surface nuclei per unit area per unit time .the equation following Eg.(9),the number density of critical nuclei:B-4 crystal nucleat
42、ion the free energy of formation for critical cluster from a vapor a:geometric pactor S=C/Ce P=P1/Pe crystal nucleation rate K1:has never been fully understood .It has been suggested that n:conc.of ionic species v:jump frequency=?B-4-1 Christiansen and Nielsen Model K:a constant P:29 J:not a strong
43、function of S,which is inconsistent with some experimental findings.C.Heterogeneous NucleationIn heterogeneous nucleation,the nuclei are formed at a surface of the container,on the surface of foreign particles,or on structural imperfections of the already present crystal.Such surfaces or impurities
44、are“wet”by both liquid and solid lowering of the net energy associated with formation of the nucleation.This situation is illustrated by Fig.5-10.The heterogeneous nucleus is considered as a spherical cap on a solid,flat substrate.The volume of this cap depends on the contact angle at the nucleus-li
45、quid-substrate junction.If the contact angle is less than 180C,a particular surface will serve as nucleation catalyst for that system.By using a substrate of small values of the contact angle at the nucleus-liquid-substrate junction,the value of the surface energy term can be considerably reduced so
46、 that the net free energy necessary for nucleation is considerably lowered.Thus the change in the free energy associated with formation of the embryo can be given by(5-26)where V=the volume of spherical cap(nucleus)ACL=the interfacial surface area between liquid and cap r=the radius of the cap(nucle
47、us)CL,SC,SL=interfacial surface tensions between cap(nucleus)and liquid,cap and substrate,substrate and liquid,respectively.From Youngs equation we can write CL cos =SLSCand substituting in the Equation 5-26 and rearranging we get0 90;r2SCor r2SL(5-27)Note that the volume free energy does not underg
48、o much change,and the controlling factor is the change in the surface energy which is greatly lowered by the presence of another substrate surface.In homogeneous nucleation the critical size of a nucleus is given by Equation 5-21,and it is independent of contact angle.In heterogeneous nucleation,how
49、ever,the value of CL,the interfacial surface tension,is much smaller;therefore the critical size of the nucleus will be much smaller,as shown by r*=-2CL/G.Thus the number of atoms that must be crystallized before the critical radius size r*is reached is much less for heterogeneous than for homogeneo
50、us nucleation,and a smaller amount of undercooling is required.Nucleation by cavitation is caused when the cavities collapse,resulting in very high local pressures up to 10 GPa(1450 ksi).This changes the melting temperature according to the Chapeyron equation(Equation 3-7),producing sufficient under