退股权论文：论有限责任公司股东退股权制度.doc

-精品word文档 值得下载 值得拥有-退股权论文：论有限责任公司股东退股权制度【中文摘要】有限责任公司的退股权是指在公司存续期间,对公司所作出的重大决策有异议或认为公司行为侵犯其合法权益的股东,所享有的要求公司按法律规定或公司章程规定的程序,以合理价格收购其股权,并彻底摆脱与公司关系的权利。该权利的产生是由于有限责任公司的人合性和资本多数决原则的滥用使中小股东处于无法摆脱的困境而造成的,该制度设立便是为了充分保护中小股东的合法权益,各国公司法对退股权制度均予以规定。我国公司法修订后首次确立了退股权制度,确认股东退股权不仅是立法者对股东缺乏公司决策控制力的一种利益补偿和心理同情,也是尊重股东营利性的理性选择,更是顺应瞬息万变的公司实务的切实之举。但正是由于首次确立此制度,难免会存在缺陷,因此,有必要对我国退股权制度加以完善。本文除引言和结语部分外,共由三部分组成。第一部分为有限责任公司退股权制度概述,该部分首先从理论的层面对退股权制度的概念和属性进行了分析,通过分析,笔者得出结论,认为退股权是股东的固有权、自益权、单独股东权、一般股东权和形成权。其次,通过与股份转让、公司减资、股份回购等相关概念的比较分析,对退股权制度的性质进行了进一步的阐述。第三,从四个方面对退股权的产生原因进行了分析,并对退股权的法律价值进行了简要介绍。通过对退股权制度的理论分析,充分表明退股权制度在保护中小股东合法权益,确保市场经济有序发展等方面的重要作用。第二部分为有限责任公司退股权制度的立法现状。该部分共分境外立法考察和我国退股权制度立法进程两部分,其中,在境外立法考察部分,对作为英美法系国家代表的美国和作为大陆法系国家代表的德国退股权的制度设计和法律规定进行了重点介绍,寻找两国退股权制度上的优点,为下一章提出我国退股权制度的完善建议奠定基础。在我国退股权制度立法进程和现状部分,对我国退股权制度的产生背景和过程进行了详细介绍,为下一章对我国的退股权制度的分析提供方便。第三部分为我国退股权制度存在的问题及其完善建议。该部分以我国新公司法第75条的规定为出发点,分别从我国退股权制度的适用主体、适用范围、行使程序、限制条件等方面指出法律规定的不足之处,并结合上述不足之处提出了完善建议。希望我国尽快完善退股权制度,发挥该制度的作用。结语部分作者再次强调了自身的观点,对退股权制度的重要作用进行了重申,并提出我国应逐步完善该制度,早日制定出符合我国国情,适应我国现状的退股权制度。【英文摘要】The stockholders withdrawal rights in the limited liability company (LLC) is defined as right of the shareholders to be entitled to sell their equity on reasonable price to LLC during its existence according to procedure ruled by the law or regulation of the company and sever the relations with the company when the shareholders have dissidence to the major decisions made by the company or considered their legitimate interests have been infringed by the company. The system of the right has been set up due to the abuse of human joining and the majority rule which put the medium and small-sized shareholders into unrecoverable difficulties, therefore this system aims to fully protect the legitimate interests and rights of medium and small-sized shareholders.The system of the right of returned stock of the stockholders has been constituted by the corporate law in different countries. The system has firstly been established in our country after the amendments to the corporate law. It is not only the measure for legislators to provide the compensation and psychological sympathy for the shareholders who are lack of right of decision-making for the company, but also the rational choice for respecting for both shareholders to pursue the profitability and companies practices to fit in the ever-changing environment. However, it is inevitable for the system to have some pitfalls when it has been set up firstly in our country, so it is necessary to polish it.Apart from the preface and conclusion, this paper has been divided into three parts. The first part describes the overview of the system of the right of returned stock of the stockholders of the limited liability company (LLC). In this part, firstly the theoretical analysis has been conducted for the concept and attribute of the system and the conclusion has been reached. Secondly, the paper shows the characteristics of the system furthermore by doing the comparison about the concept between the system and share transfer, reduction of capital, Stock Repurchase and so on. Thirdly, analyses in four aspects have been done to show the reason that the system has been set up and the legal importance of the system has been briefly introduced. With the theoretical analysis, the part shows the important role of the system to protect the legal rights and interests of medium and small-sized shareholders and promote the healthy development of the market-oriented economy.The second part shows the legislative environment of the system of the right of returned stock of the stockholders of the limited liability company (LLC). This part consists of two sections, one is about the research on legislation of the system in other countries, and the other is about the legislation process of the system in our country. The first section mainly focuses on the system design and legal provision about the right of equity withdrawal of the United States which is the representative of Anglo-American law system and Germany which is the one of Continental law system and try to find the advantages of their systems which set the foundation for the suggestions for our system in the next chapter. The second section makes the specific introduction to the background and process of the establishment of our system and provides the basics for the analysis in next chapter.The third part illustrates the problems and suggestions for our system. Based on the No.75 course in our latest corporate law, the paper points out the deficiencies of the course in the aspect of subjects, scope of application, exercise procedures, restrictive condition and provides the suggestions for improving those aspects, so that we could enhance our system which play its role.In the conclusion, the paper reiterates the viewpoint and the importance of the system, and suggests amendments step by step to improve the system to fit in the current situation and condition in our country.【关键词】退股权 有限责任公司 人合性 中小股东 利益保护【英文关键词】stockholders Withdrawal rights limited liability company (LLC) human joining small-sized shareholders interests protection【目录】论有限责任公司股东退股权制度摘要4-6ABSTRACT6-8导论11-13第一章 有限责任公司退股权制度概述13-23第一节 退股权制度的理论分析13-17一、退股权制度的概念和退股权的属性13-15二、退股权与其他相关概念的区别15-17第二节 退股权制度的产生的原因17-20一、中小股东面临的困境是退股权产生的客观需要17-18二、有限责任公司的人合性和封闭性是退股权产生的必然要求18-19三、资本多数决原则的滥用是退股权产生的制度因素19四、公司契约理论和契约自由原则是退股权产生的理论基础19-20第三节 退股权制度的法律价值20-23一、切实保护中小股东合法权益20-21二、有效突破法定资本制的要求21三、充分保障经济秩序有序发展21-23第二章 有限责任公司退股权制度的立法现状23-31第一节 退股权制度的境外立法考察23-28一、德国退股权制度的发展历史及主要内容23-26二、美国退股权制度的历史及其主要内容26-28第二节 我国关于退股权制度的立法进程及现状28-31第三章 我国退股权制度存在的问题及其完善建议31-42第一节 我国公司法对退股权制度的规定及其缺陷31-35一、我国公司法关于退股权制度的规定31-32二、我国有限责任公司退股权制度存在的缺陷32-35第二节 对退股权制度的完善建议35-42一、拓宽退股权的适用主体35二、进一步规范行使条件的规定35-37三、进一步明确股权价格的确定方法37-38四、完善退股权的相关程序38-40五、强化退股权的限制条件40-42结语42-43参考文献43-45致谢45 5771001803090012095 5790368228596330825771001803090012386 5761373997357606965771001803090013594 5780775799025155125771001803090012387 5771649826018180515771001803090012138 5721311921589183265771001803090012359 5790368223610760535771001803090012356 5761352861437917425771001803090012355 57508786970469327917088100343355274 10122994432583337917088100343355275 10186673293883200817088100343356107 10158115250150052217088100343356108 10100018005987173217088100343354295 10107419414268701717088100343356184 10187866086962880217088100343356185 10177583117408667417088100343356109 10108601437357284617088100343356110 10115220721601491617088100343355237 10102704160570270917088100343355238 10122936486142541417088100343356169 10186220440263571817088100343354928 101760654089788804