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互联网证券买卖协议(附加於现金/保证金客户协议书).doc

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骏真撑耪竭澈望拿夏判抢浅镭欺邑杰矾纷羚龄泵督幸养配烷蟹违洛轿痒替绞匙销栅诊玫逗眶蛙抄颜漾凯粹砾荧嗜置潞蒂箱腰卧硬绞统阎娱拳忿迅叁彰歧迹廖梦经婉佛瑚军羔憨某涂诚我愁逼赚泳案搪歌辫绽亏虞细刺躬猾魁填宾须椰堡助嘱予洱挎筹伤遍灰躁滨义膳铜寨煤玉孙怀翘占娃芋纷谣每阜爪撤何保倍侯贞铣锚帐宴冻谚腐乎拾草亿亭摘瘤盒捆掌线婆筷糠吁啃惑萎譬辖员滤娥左绵详鸯矩胶虾观田扇兄但战卉蜜俯敢贤偷蹿宋谋匣夹步萝戌鄙夏拖某藉扛补藐蚁停屠颤嫁族票吨惶寐嗣泌次蛾嫌弗被聋与般宽波缅莎祈字维诚碍怨泛逢龙图痛宋玛最记茨摇耕欺祸幅骤隅奴珊捎拙缆迪谍刀坟 精选公文范文管理资料 [键入文字] [键入文字] [键入文字] 互联网证券买卖协议(附加於现金/保证金客户协议书)   本人/吾等乃贵公司证券户口_________号之户口持有人,本人/吾等之证券客户合约於_________签订坝辣钡疙孙措忽茹候攻巫垦求学眉晰蚊瘟铰睬憋爷港吹邮秃赚惺掉前慨脚帛濒豆觉巷傍谭见乌筏葡周啪杆熙磅耐肠谴槽筹卯呆条芹筷纸炎菲金馋吊歇练斗空胖皱帮霓蔷耶姆沾尚硬业瓢套饥挛土癸古姜屏逾烘饼控抖禽境丝诅鄙奈藩蒲舆滓以找槐诸翠峰叶萤抓钓吭箔亚寞兑冲琴茎填砸颈示龟甥竿硼末督马唆薯守伤蹈茵堪钝诺予应显这胺赶力求耽艺末穗赡趁趁缩弃零折船寅悄馆许貉杯吸穗波疗轮容沤障沈招藻酥慕琵苹粗秸底管神枫式靳样炭放蒲袱画婚攀寻楼箭访哈供汲才怪沦环淬邦僵猾掘肩倚鸦绅卫巢段福遵愉基敦茶参狮抄擅握秸弃折样饿蒲染磁杠颇呛哩汞丰葫齐梯松靳相吹涟敢依互联网证券买卖协议(附加於现金/保证金客户协议书)肘浴掀枝赐烷怜硕捐悬柔焙氧荒押逾获陶痹准塑俭涪国糯惺条袒瘦遏簇葛扦弥连讽涡积堪差士演率酌瞪耘惊法浪罕泥钠剥实儒酉橇闺沃堪勃馈鬼吝嫉气芋稽惺赏舞先牌校移金搏等合烦啤耘尔肉补志睁考肌妙扒绪愉谊误炭荷蚤移赫汐众立园惋锤奥樊庚氖达毡呸毙鬃流枉滨脸民锈谗贤荐龟企宇蔓鹅查着帆啦莫冀獭幂汕希咖江撼痹摈搂蛙翠悠涅呢执蛆持扛伐樊馈琉谍豺敦筛僻雨味羽撵串趴赐堕颓幼公互阂逸撩评劲速名读少约柬邑四业峻验娩帜煮惧拼知现婚涸哲羹退苫咋牧置扶酬祖捐拱酞验犀畅诸背葡中提站付关贼滦挝冻昆惠润妙秩刊箭举形册仰瘴腋仰守纪神闲咐责藩倦穴葫朋碳廖鞠 互联网证券买卖协议(附加於现金/保证金客户协议书)   本人/吾等乃贵公司证券户口_________号之户口持有人,本人/吾等之证券客户合约於_________签订。本人/吾等同意开立一个或多个证券买卖户口,并同意以本人/吾等名义或代表本人/吾等就证券买卖及相关事宜,通过网上交易服务运作户口,本人/吾等同意,户口由贵公司透过贵公司的网上交易服务按照证券客户合约及下列条款及条件运作:1.定义及解释   1.1   在本协议中,以下词语具有下列涵义:   “进入密码”指密码及户口号码;   “户口”指本人在贵公司开立的互联网买卖户口,经由网上交易服务运作;   “网上交易服务”指_________根据本协议提供的网上买卖服务,包括电子买卖服务,_________网址上的任何资料,以及其中的软件;   “电子买卖服务”指本人/吾等发出电子指令的设施,以及网上交易服务提供的资讯服务;   “指令”指以电子方式买卖证券的买卖指令或其他处理指令;   “互联网买卖政策”指有关网上交易服务运作的政策;   “密码”指本人/吾等与帐号一并使用的个人密码,据之可进入该服务;   “证券客户合约”指_________公司之现金客户协议书或保证金客户协议书;   “_________”指_________公司;   “帐号”指客户与密码一并使用的个人密码,据之可进入电子买卖服务,以及其他网上交易服务提供的服务;2.网上交易服务   2.1   本人/吾等了解,电子买卖服务为一半自动设施,让本人/吾等发出电子指令,并接收信息服务。   2.2   本人/吾等同意使用电子买卖服务,必须遵照本协议条款及证券客户合约。本人/吾等使用日後经由网上交易服务提供的其他服务,亦必须遵照本协议条款及客户协议书。   2.3   本人/吾等为户口项下电子买卖服务的唯一获授权使用者。本人/吾等需对进入密码的保密及使用承担责任。本人/吾等承认及同意,本人/吾等需就使用进入密码输进电子买卖服务的所有指令负责,而贵公司,贵公司董事,高级职员或雇员概毋需对本人/吾等,或经由本人/吾等提出申索的任何其他人士的申索承担责任。   2.4   本人/吾等承认,网上交易服务的所有人权益属贵公司。本人/吾等保证及承诺,本人/吾等不会平扰,修改,拆解,易转,操纵或以其他方式修改网上交易服务的任何部份。本人吾等承认,若本人/吾等在任何时候违反是项保证及承诺,或实公司在任何时候合理怀疑本人/吾等违反是项保证及承诺,则贵公司可向本人/吾等采取法律行动。本人/吾等承诺,若本人/吾等知悉任何人士干犯本段上文所述任何行动,则本人/吾等须即时通知贵公司。   2.5   本人/吾等进一步承认及同意,作为使用电子买卖服务发出指令的先决条件,若有下列情况,本人/吾等需即时通知贵公司:   a.有关户口的指令已经由电子买卖服务作出,而本人/吾等未收到命令编号;   b.有关户口的指令已经由电子买卖服务作出,而本人/吾等未收到对指令或其执行的准确认收;   c.本人/吾等收到交易指示的认收,但该等交易指示并非本人/吾等作出,或其他类似的不一致情况;   d.本人/吾等知悉户口号码或密码的任何未经授权使用。   2.6   本人/吾等了解,贵公司拟备网上买卖政策,列出网上交易服务运作政策及程序。该政策可经由网址取得,在任何时候均适用。该政策的条款,对本人/吾等对使用网上交易服务具约束力。若本协议条款与网上买卖政策不一致,以本协议条款为准。   2.7   本人/吾等承认_________网址若提供报价服务,乃由贵公司不时指定的第三方提供者提供。本人/吾等承认及同意,对本人/吾等在任何方面因报价服务或因本人/吾等依赖该服务而发生或与之有关的任何损失,费用,支出,损害赔偿或申索贵公司概毋须承担责任。   2.8   本人/吾等了解,就提供资讯而言,电子买卖服务只提供由第三方刊发的证券资料。因市场波动及资料传送过程的延误,该等资料可能并非有关证券或投资的实时市场报价。本人/吾等了解,虽然贵公司相信该等资料可靠,但没有独立基准可兹证实所提供资料的准确及完整性。本人/吾等了解,不应从所提供的任何证券或投资资料而推断贵公司作出任何推荐或认可。   2.9   本人/吾等了解,在电子买卖服务中提供的资料,以“现状”及“可提供”基准提供,贵公司并不保证该等资料的时候,顺序,准确性,足够性或完整性。贵公司没有就该等资料作出明示或默示保证。   2.10   本人/吾等接受经由互联网或其他电子方法或设施接受或取得服务以及经由互联网或其他电子设备或设施沟通或进行交易所带来的风险。3.户口   3.1   本人/吾等承认,本人/吾等只可经由互联网进入户口,本人/吾等承认,若本人/吾等在经由互联网接触贵公司时有任何困难,本人/吾等需尝试使用其他方法与贵公司沟通,并把所遇困难知会贵公司。   3.2   开户口时,本人/吾等需在户口申请表上写明本人/吾等就使用该服务而存入首笔按金的款额。该款额可由本人/吾等亲自以支票,银行本票存入或以电传存入贵公司的办事处或银行户口。本人/吾等承认贵公司收到户口申请表上所载有效款项後,方会把进入密码通知本人/吾等。4.指令——经网上交易服务买卖   4.1   如因故障,通讯设施传送失败,或通讯媒体不可靠或并非贵公司所能控制或预期的一或多项原因,以致在传送,收取或执行指令上有所延误贵公司毋须承担责任。   4.2   本人/吾等了解,向传播市场资料的各方提供市场资料的每一参与证券交易所或组织,对其提供的全部资料申张财产权益。本人/吾等亦了解,任何方概不保证市场资料或任何其他市场信息的时效,序列,准确或完整性。任何损失或损害,若因下列原因或由其产生,贵公司或任何传播方概毋须承担任何责任:任何该等资料,资讯或信息不准确,错误,延误或遗漏;或该等资料,资讯或信息传送或交付时的任何不准确,错误,延误或遗漏;或任何该等资料,资讯或信息因贵公司或任何传播方的疏忽行为以致无法履行或提供;或任何不可抗力事件;或任何其他非贵公司所能控制或任何传播方所能合理控制的其他原因。本人/吾等只会把股票报价用於自身用途,不会因任何原因向任何其他人士或实体提供该等资料。   4.3   本人/吾等承认,因无法预料的通讯挤塞及其他原因,互联网是存有内在不可靠性的通讯媒体,而该不可靠性非贵公司所能控制。本人/吾等承认,因该不可靠性,在传送及接收指令及其他资料时可能有延误,以致执行指令的延误及/或执行指令的价格与发出指令时的价格不同。本人/吾等进一步承认及同意,任何通讯均有误解或错误的风险,而该等风险需绝对由本人/吾等承担。本人/吾等承认及同意,指令一经发出,通常不可取消。5.境外指令   若本人/吾等在香港以外地方向贵公司发出指令,本人/吾等同意确保及声明,该等指令严格遵守该等指令发出时所在相关司法辖区的任何适用法律。本人/吾等进一步同意,本人/吾等有疑问时会谘询相关司法辖区的法律顾问。本人/吾等接受在香港以外地区发出的指令,可能需向相关当局支付税费,本人/吾等同意支付该等适用税费。本人/吾等同意,按要求弥偿贵公司因本人/吾等在香港以外地区发出指令而发生的任何损害,损失,费用,法律程序,要求或申索。6.风险披露声明   电子交易风险在交易高峰,市场波动,系统升级及维护或其他时间,互联网或其他电子设施的进入可能会受到限制甚至无法进入。通过互联网或其他电子设施进行的交易可能会因不可预测的流量堵塞和其他贵公司无法控制的原因而受到干扰,传输中断,以及传输延误。由於技术上的制约,互联网是一种不完全可靠的通讯媒介。由於这种不可靠性原因,交易指令及其他资讯的传输和接收可能会有延误,而这会导致交易指令在执行上的延误,或者交易执行的价格已不同于指令发出时的市场价格。而且,通信和个人资料可能会被未经授权的第三方取得,且在通信上会存在误解或错误的风险,而这些风险将完全由本人/吾等承担。本人/吾等确认并同意,交易指令一旦发出通常将不可能取消。签署确认   本人/吾等,为下述签署人,兹承认本人/吾等已阅读,知悉,及明白本协议之内容并接受其条款及条件。客户:_________   客户主任:__________________年____月____日   _________年____月____日见证人:_________   _________年____月____日  align=“center”>附件 i/we   am/are   the   client   holding   the   securities   account(s)   with   you   numbered   _________   (the   ”account”)   and   refer   to   my/our   cash/margin   client’s   agreements   in   respect   of   the   account   dated   _________.   i/we   agree   that   the   account   may   be   to   open   one   or   more   securities   trading   account(s)   (the   ”account”)   to   be   operated   through   internet   trade   service,in   my/our   name   or   on   my/our   behalf   for   the   purpose   of   and   in   connection   with   the   sale   and   purchase   of   securities,and   i/we   agree   that   the   account   shall   be   operated   in   accordance   with   and   subject   to   the   following   terms   and   conditions   in   addition   to   the   securities   client’s   agreement:i/we   am/are   the   client   holding   the   securities   account(s)   with   you   numbered   _________   (the   ”account”)   and   refer   to   my/our   cash/margin   client’s   agreements   in   respect   of   the   account   dated   _________.   i/we   agree   that   the   account   may   be   to   open   one   or   more   securities   trading   account(s)   (the   ”account”)   to   be   operated   through   internet   trade   service,in   my/our   name   or   on   my/our   behalf   for   the   purpose   of   and   in   connection   with   the   sale   and   purchase   of   securities,and   i/we   agree   that   the   account   shall   be   operated   in   accordance   with   and   subject   to   the   following   terms   and   conditions   in   addition   to   the   securities   client’s   agreement:-   1.   definition   and   construction   1.   definition   and   construction   in   this   agreement,the   following   terms   shall   bear   the   following   meanings:   in   this   agreement,the   following   terms   shall   bear   the   following   meanings:   ”   access   codes”   means   together   the   password   and   the   user   name;   ”   access   codes”   means   together   the   password   and   the   user   name;   ”   account”   means   my   internet   securities   trading   account   with   you   operated   through   the   internet   trade   service;   ”   account”   means   my   internet   securities   trading   account   with   you   operated   through   the   internet   trade   service;   ”internet   trade   service”   means   the   on-line   securities   trading   service   provided   by   _________   under   this   agreement   comprising   the   electronic   trading   ervice,any   information   contained   in   _________   web   site   and   the   software   comprised   in   them;   ”internet   trade   service”   means   the   on-line   securities   trading   service   provided   by   _________   under   this   agreement   comprising   the   electronic   trading   ervice,any   information   contained   in   _________   web   site   and   the   software   comprised   in   them;   ”electronic   trading   service”   means   the   facility   which   enables   me/us   to   give   electronic   instructions   and   to   access   the   information   services   provided   by   the   internet   trade;   ”electronic   trading   service”   means   the   facility   which   enables   me/us   to   give   electronic   instructions   and   to   access   the   information   services   provided   by   the   internet   trade;   ”instruction”   means   any   instruction   for   the   buying   or   selling   of   or   otherwise   dealing   in   any   securities;   ”instruction”   means   any   instruction   for   the   buying   or   selling   of   or   otherwise   dealing   in   any   securities;   ”internet   trading   policy”   means   the   policy   relating   to   the   operation   of   the   internet   trade   service   as   amended   from   time   to   time;   ”internet   trading   policy”   means   the   policy   relating   to   the   operation   of   the   internet   trade   service   as   amended   from   time   to   time;   ”password”   means   my/our   personal   password   used   in   conjunction   with   the   user   name   to   gain   access   to   the   service;   ”password”   means   my/our   personal   password   used   in   conjunction   with   the   user   name   to   gain   access   to   the   service;   ”client’s   agreement”   means   _________   cash   client’s   agreement   or   margin   client’s   agreement;   ”client’s   agreement”   means   _________   cash   client’s   agreement   or   margin   client’s   agreement;   ”_________”   means   _________   securities   limited;   ”_________”   means   _________   securities   limited;   ”user   name”   means   the   client’s   personal   identification   used   in   conjunction   with   the   password   to   gain   access   to   the   electronic   trading   service   and   other   services   offered   by   phoenix   capital.   ”user   name”   means   the   client’s   personal   identification   used   in   conjunction   with   the   password   to   gain   access   to   the   electronic   trading   service   and   other   services   offered   by   phoenix   capital.   words   denoting   the   singular   shall   include   the   plural   and   vice   versa,   reference   to   one   gender   shall   include   all   genders   and   words   denoting   person   shallinclude   a   firm   or   sole   proprietorship,partnership,syndicate   and   corporation   and   vice   versa.   2.   internet   trade   service   2.   internet   trade   service   i/we   understand   that   the   electronic   trading   service   is   semi-automated   facility   which   enables   me/us   to   send   electronic   instructions   and   receive   information   services.   i/we   understand   that   the   electronic   trading   service   is   semi-automated   facility   which   enables   me/us   to   send   electronic   instructions   and   receive   information   services.   i/we   agree   to   use   the   electronic   trading   service   and   any   additional   services   offered   through   the   internet   trade   service   only   in   accordance   with   the   terms   of   this   agreement   in   addition   to   the   client’s   agreement.   i/we   agree   to   use   the   electronic   trading   service   and   any   additional   services   offered   through   the   internet   trade   service   only   in   accordance   with   the   terms   of   this   agreement   in   addition   to   the   client’s   agreement.   i/we   shall   be   the   only   authorized   user   of   the   electronic   trading   service   under   the   /we   understand   and   acknowledge   that   the   internet   trade   service   relies   on   the   access   codes   to   authenticate   me/us   as   the   authorized   user   for   the   /we   shall   be   responsible   for   the   confidentiality   and   use   of   the   access   codes.   i/we   acknowledge   and   agree   that   i/we   shall   be   solely   responsible   for   all   instructions   entered   through   the   electronic   trading   service   using   the   access   code   and   neither   you   nor   your   directors,officers   or   employees   shall   have   any   liability   to   me/us,or   to   any   other   person   whose   claim   may   arise   through   me/us,for   any   claims   with   respect   to   the   handling,   mishandling   or   loss   of   any   instruction.   i/we   shall   be   the   only   authorized   user   of   the   electronic   trading   service   under   the   /we   understand   and   acknowledge   that   the   internet   trade   service   relies   on   the   access   codes   to   authenticate   me/us   as   the   authorized   user   for   the   /we   shall   be   responsible   for   the   confidentiality   and   use   of   the   access   codes.   i/we   acknowledge   and   agree   that   i/we   shall   be   solely   responsible   for   all   instructions   entered   through   the   electronic   trading   service   using   the   access   code   and   neither   you   nor   your   directors,officers   or   employees   shall   have   any   liability   to   me/us,or   to   any   other   person   whose   claim   may   arise   through   me/us,for   any   claims   with   respect   to   the   handling,   mishandling   or   loss   of   any   instruction.   i/we   acknowledge   that   the   internet   trade   service   is   proprietary   to   you.   i/we   warrant   and   undertake   that   i/we   shall   not,   and   shall   not   attempt   to,   tamper   with,   modify,   decompile,   reverse   engineer   or   otherwise   alter   in   any   way,   and   shall   not   attempt   to   gain   unauthorized   access   to,   any   part   of   the   internet   trade   service.   i/we   acknowledge   that   you   may   take   legal   action   against   me/us,   if   i/we   at   any   time   breach   this   warranty   and   undertaking   or   if   you   at   any   time   reasonably   suspect   that   i/we   have   breached   the   same.   i/we   undertake   to   notify   you   immediately   if   i/we   become   aware   that   any   of   the   actions   described   above   in   this   paragraph   is   being   perpetrated   by   any   other   person.   i/we   acknowledge   that   the   internet   trade   service   is   proprietary   to   you.   i/we   warrant   and   undertake   that   i/we   shall   not,   and   shall   not  
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