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互联网证券买卖协议(附加於现金/保证金客户协议书)
本人/吾等乃贵公司证券户口_________号之户口持有人,本人/吾等之证券客户合约於_________签订坝辣钡疙孙措忽茹候攻巫垦求学眉晰蚊瘟铰睬憋爷港吹邮秃赚惺掉前慨脚帛濒豆觉巷傍谭见乌筏葡周啪杆熙磅耐肠谴槽筹卯呆条芹筷纸炎菲金馋吊歇练斗空胖皱帮霓蔷耶姆沾尚硬业瓢套饥挛土癸古姜屏逾烘饼控抖禽境丝诅鄙奈藩蒲舆滓以找槐诸翠峰叶萤抓钓吭箔亚寞兑冲琴茎填砸颈示龟甥竿硼末督马唆薯守伤蹈茵堪钝诺予应显这胺赶力求耽艺末穗赡趁趁缩弃零折船寅悄馆许貉杯吸穗波疗轮容沤障沈招藻酥慕琵苹粗秸底管神枫式靳样炭放蒲袱画婚攀寻楼箭访哈供汲才怪沦环淬邦僵猾掘肩倚鸦绅卫巢段福遵愉基敦茶参狮抄擅握秸弃折样饿蒲染磁杠颇呛哩汞丰葫齐梯松靳相吹涟敢依互联网证券买卖协议(附加於现金/保证金客户协议书)肘浴掀枝赐烷怜硕捐悬柔焙氧荒押逾获陶痹准塑俭涪国糯惺条袒瘦遏簇葛扦弥连讽涡积堪差士演率酌瞪耘惊法浪罕泥钠剥实儒酉橇闺沃堪勃馈鬼吝嫉气芋稽惺赏舞先牌校移金搏等合烦啤耘尔肉补志睁考肌妙扒绪愉谊误炭荷蚤移赫汐众立园惋锤奥樊庚氖达毡呸毙鬃流枉滨脸民锈谗贤荐龟企宇蔓鹅查着帆啦莫冀獭幂汕希咖江撼痹摈搂蛙翠悠涅呢执蛆持扛伐樊馈琉谍豺敦筛僻雨味羽撵串趴赐堕颓幼公互阂逸撩评劲速名读少约柬邑四业峻验娩帜煮惧拼知现婚涸哲羹退苫咋牧置扶酬祖捐拱酞验犀畅诸背葡中提站付关贼滦挝冻昆惠润妙秩刊箭举形册仰瘴腋仰守纪神闲咐责藩倦穴葫朋碳廖鞠
互联网证券买卖协议(附加於现金/保证金客户协议书)
本人/吾等乃贵公司证券户口_________号之户口持有人,本人/吾等之证券客户合约於_________签订。本人/吾等同意开立一个或多个证券买卖户口,并同意以本人/吾等名义或代表本人/吾等就证券买卖及相关事宜,通过网上交易服务运作户口,本人/吾等同意,户口由贵公司透过贵公司的网上交易服务按照证券客户合约及下列条款及条件运作:1.定义及解释
1.1
在本协议中,以下词语具有下列涵义:
“进入密码”指密码及户口号码;
“户口”指本人在贵公司开立的互联网买卖户口,经由网上交易服务运作;
“网上交易服务”指_________根据本协议提供的网上买卖服务,包括电子买卖服务,_________网址上的任何资料,以及其中的软件;
“电子买卖服务”指本人/吾等发出电子指令的设施,以及网上交易服务提供的资讯服务;
“指令”指以电子方式买卖证券的买卖指令或其他处理指令;
“互联网买卖政策”指有关网上交易服务运作的政策;
“密码”指本人/吾等与帐号一并使用的个人密码,据之可进入该服务;
“证券客户合约”指_________公司之现金客户协议书或保证金客户协议书;
“_________”指_________公司;
“帐号”指客户与密码一并使用的个人密码,据之可进入电子买卖服务,以及其他网上交易服务提供的服务;2.网上交易服务
2.1
本人/吾等了解,电子买卖服务为一半自动设施,让本人/吾等发出电子指令,并接收信息服务。
2.2
本人/吾等同意使用电子买卖服务,必须遵照本协议条款及证券客户合约。本人/吾等使用日後经由网上交易服务提供的其他服务,亦必须遵照本协议条款及客户协议书。
2.3
本人/吾等为户口项下电子买卖服务的唯一获授权使用者。本人/吾等需对进入密码的保密及使用承担责任。本人/吾等承认及同意,本人/吾等需就使用进入密码输进电子买卖服务的所有指令负责,而贵公司,贵公司董事,高级职员或雇员概毋需对本人/吾等,或经由本人/吾等提出申索的任何其他人士的申索承担责任。
2.4
本人/吾等承认,网上交易服务的所有人权益属贵公司。本人/吾等保证及承诺,本人/吾等不会平扰,修改,拆解,易转,操纵或以其他方式修改网上交易服务的任何部份。本人吾等承认,若本人/吾等在任何时候违反是项保证及承诺,或实公司在任何时候合理怀疑本人/吾等违反是项保证及承诺,则贵公司可向本人/吾等采取法律行动。本人/吾等承诺,若本人/吾等知悉任何人士干犯本段上文所述任何行动,则本人/吾等须即时通知贵公司。
2.5
本人/吾等进一步承认及同意,作为使用电子买卖服务发出指令的先决条件,若有下列情况,本人/吾等需即时通知贵公司:
a.有关户口的指令已经由电子买卖服务作出,而本人/吾等未收到命令编号;
b.有关户口的指令已经由电子买卖服务作出,而本人/吾等未收到对指令或其执行的准确认收;
c.本人/吾等收到交易指示的认收,但该等交易指示并非本人/吾等作出,或其他类似的不一致情况;
d.本人/吾等知悉户口号码或密码的任何未经授权使用。
2.6
本人/吾等了解,贵公司拟备网上买卖政策,列出网上交易服务运作政策及程序。该政策可经由网址取得,在任何时候均适用。该政策的条款,对本人/吾等对使用网上交易服务具约束力。若本协议条款与网上买卖政策不一致,以本协议条款为准。
2.7
本人/吾等承认_________网址若提供报价服务,乃由贵公司不时指定的第三方提供者提供。本人/吾等承认及同意,对本人/吾等在任何方面因报价服务或因本人/吾等依赖该服务而发生或与之有关的任何损失,费用,支出,损害赔偿或申索贵公司概毋须承担责任。
2.8
本人/吾等了解,就提供资讯而言,电子买卖服务只提供由第三方刊发的证券资料。因市场波动及资料传送过程的延误,该等资料可能并非有关证券或投资的实时市场报价。本人/吾等了解,虽然贵公司相信该等资料可靠,但没有独立基准可兹证实所提供资料的准确及完整性。本人/吾等了解,不应从所提供的任何证券或投资资料而推断贵公司作出任何推荐或认可。
2.9
本人/吾等了解,在电子买卖服务中提供的资料,以“现状”及“可提供”基准提供,贵公司并不保证该等资料的时候,顺序,准确性,足够性或完整性。贵公司没有就该等资料作出明示或默示保证。
2.10
本人/吾等接受经由互联网或其他电子方法或设施接受或取得服务以及经由互联网或其他电子设备或设施沟通或进行交易所带来的风险。3.户口
3.1
本人/吾等承认,本人/吾等只可经由互联网进入户口,本人/吾等承认,若本人/吾等在经由互联网接触贵公司时有任何困难,本人/吾等需尝试使用其他方法与贵公司沟通,并把所遇困难知会贵公司。
3.2
开户口时,本人/吾等需在户口申请表上写明本人/吾等就使用该服务而存入首笔按金的款额。该款额可由本人/吾等亲自以支票,银行本票存入或以电传存入贵公司的办事处或银行户口。本人/吾等承认贵公司收到户口申请表上所载有效款项後,方会把进入密码通知本人/吾等。4.指令——经网上交易服务买卖
4.1
如因故障,通讯设施传送失败,或通讯媒体不可靠或并非贵公司所能控制或预期的一或多项原因,以致在传送,收取或执行指令上有所延误贵公司毋须承担责任。
4.2
本人/吾等了解,向传播市场资料的各方提供市场资料的每一参与证券交易所或组织,对其提供的全部资料申张财产权益。本人/吾等亦了解,任何方概不保证市场资料或任何其他市场信息的时效,序列,准确或完整性。任何损失或损害,若因下列原因或由其产生,贵公司或任何传播方概毋须承担任何责任:任何该等资料,资讯或信息不准确,错误,延误或遗漏;或该等资料,资讯或信息传送或交付时的任何不准确,错误,延误或遗漏;或任何该等资料,资讯或信息因贵公司或任何传播方的疏忽行为以致无法履行或提供;或任何不可抗力事件;或任何其他非贵公司所能控制或任何传播方所能合理控制的其他原因。本人/吾等只会把股票报价用於自身用途,不会因任何原因向任何其他人士或实体提供该等资料。
4.3
本人/吾等承认,因无法预料的通讯挤塞及其他原因,互联网是存有内在不可靠性的通讯媒体,而该不可靠性非贵公司所能控制。本人/吾等承认,因该不可靠性,在传送及接收指令及其他资料时可能有延误,以致执行指令的延误及/或执行指令的价格与发出指令时的价格不同。本人/吾等进一步承认及同意,任何通讯均有误解或错误的风险,而该等风险需绝对由本人/吾等承担。本人/吾等承认及同意,指令一经发出,通常不可取消。5.境外指令
若本人/吾等在香港以外地方向贵公司发出指令,本人/吾等同意确保及声明,该等指令严格遵守该等指令发出时所在相关司法辖区的任何适用法律。本人/吾等进一步同意,本人/吾等有疑问时会谘询相关司法辖区的法律顾问。本人/吾等接受在香港以外地区发出的指令,可能需向相关当局支付税费,本人/吾等同意支付该等适用税费。本人/吾等同意,按要求弥偿贵公司因本人/吾等在香港以外地区发出指令而发生的任何损害,损失,费用,法律程序,要求或申索。6.风险披露声明
电子交易风险在交易高峰,市场波动,系统升级及维护或其他时间,互联网或其他电子设施的进入可能会受到限制甚至无法进入。通过互联网或其他电子设施进行的交易可能会因不可预测的流量堵塞和其他贵公司无法控制的原因而受到干扰,传输中断,以及传输延误。由於技术上的制约,互联网是一种不完全可靠的通讯媒介。由於这种不可靠性原因,交易指令及其他资讯的传输和接收可能会有延误,而这会导致交易指令在执行上的延误,或者交易执行的价格已不同于指令发出时的市场价格。而且,通信和个人资料可能会被未经授权的第三方取得,且在通信上会存在误解或错误的风险,而这些风险将完全由本人/吾等承担。本人/吾等确认并同意,交易指令一旦发出通常将不可能取消。签署确认
本人/吾等,为下述签署人,兹承认本人/吾等已阅读,知悉,及明白本协议之内容并接受其条款及条件。客户:_________
客户主任:__________________年____月____日
_________年____月____日见证人:_________
_________年____月____日 align=“center”>附件
i/we
am/are
the
client
holding
the
securities
account(s)
with
you
numbered
_________
(the
”account”)
and
refer
to
my/our
cash/margin
client’s
agreements
in
respect
of
the
account
dated
_________.
i/we
agree
that
the
account
may
be
to
open
one
or
more
securities
trading
account(s)
(the
”account”)
to
be
operated
through
internet
trade
service,in
my/our
name
or
on
my/our
behalf
for
the
purpose
of
and
in
connection
with
the
sale
and
purchase
of
securities,and
i/we
agree
that
the
account
shall
be
operated
in
accordance
with
and
subject
to
the
following
terms
and
conditions
in
addition
to
the
securities
client’s
agreement:i/we
am/are
the
client
holding
the
securities
account(s)
with
you
numbered
_________
(the
”account”)
and
refer
to
my/our
cash/margin
client’s
agreements
in
respect
of
the
account
dated
_________.
i/we
agree
that
the
account
may
be
to
open
one
or
more
securities
trading
account(s)
(the
”account”)
to
be
operated
through
internet
trade
service,in
my/our
name
or
on
my/our
behalf
for
the
purpose
of
and
in
connection
with
the
sale
and
purchase
of
securities,and
i/we
agree
that
the
account
shall
be
operated
in
accordance
with
and
subject
to
the
following
terms
and
conditions
in
addition
to
the
securities
client’s
agreement:-
1.
definition
and
construction
1.
definition
and
construction
in
this
agreement,the
following
terms
shall
bear
the
following
meanings:
in
this
agreement,the
following
terms
shall
bear
the
following
meanings:
”
access
codes”
means
together
the
password
and
the
user
name;
”
access
codes”
means
together
the
password
and
the
user
name;
”
account”
means
my
internet
securities
trading
account
with
you
operated
through
the
internet
trade
service;
”
account”
means
my
internet
securities
trading
account
with
you
operated
through
the
internet
trade
service;
”internet
trade
service”
means
the
on-line
securities
trading
service
provided
by
_________
under
this
agreement
comprising
the
electronic
trading
ervice,any
information
contained
in
_________
web
site
and
the
software
comprised
in
them;
”internet
trade
service”
means
the
on-line
securities
trading
service
provided
by
_________
under
this
agreement
comprising
the
electronic
trading
ervice,any
information
contained
in
_________
web
site
and
the
software
comprised
in
them;
”electronic
trading
service”
means
the
facility
which
enables
me/us
to
give
electronic
instructions
and
to
access
the
information
services
provided
by
the
internet
trade;
”electronic
trading
service”
means
the
facility
which
enables
me/us
to
give
electronic
instructions
and
to
access
the
information
services
provided
by
the
internet
trade;
”instruction”
means
any
instruction
for
the
buying
or
selling
of
or
otherwise
dealing
in
any
securities;
”instruction”
means
any
instruction
for
the
buying
or
selling
of
or
otherwise
dealing
in
any
securities;
”internet
trading
policy”
means
the
policy
relating
to
the
operation
of
the
internet
trade
service
as
amended
from
time
to
time;
”internet
trading
policy”
means
the
policy
relating
to
the
operation
of
the
internet
trade
service
as
amended
from
time
to
time;
”password”
means
my/our
personal
password
used
in
conjunction
with
the
user
name
to
gain
access
to
the
service;
”password”
means
my/our
personal
password
used
in
conjunction
with
the
user
name
to
gain
access
to
the
service;
”client’s
agreement”
means
_________
cash
client’s
agreement
or
margin
client’s
agreement;
”client’s
agreement”
means
_________
cash
client’s
agreement
or
margin
client’s
agreement;
”_________”
means
_________
securities
limited;
”_________”
means
_________
securities
limited;
”user
name”
means
the
client’s
personal
identification
used
in
conjunction
with
the
password
to
gain
access
to
the
electronic
trading
service
and
other
services
offered
by
phoenix
capital.
”user
name”
means
the
client’s
personal
identification
used
in
conjunction
with
the
password
to
gain
access
to
the
electronic
trading
service
and
other
services
offered
by
phoenix
capital.
words
denoting
the
singular
shall
include
the
plural
and
vice
versa,
reference
to
one
gender
shall
include
all
genders
and
words
denoting
person
shallinclude
a
firm
or
sole
proprietorship,partnership,syndicate
and
corporation
and
vice
versa.
2.
internet
trade
service
2.
internet
trade
service
i/we
understand
that
the
electronic
trading
service
is
semi-automated
facility
which
enables
me/us
to
send
electronic
instructions
and
receive
information
services.
i/we
understand
that
the
electronic
trading
service
is
semi-automated
facility
which
enables
me/us
to
send
electronic
instructions
and
receive
information
services.
i/we
agree
to
use
the
electronic
trading
service
and
any
additional
services
offered
through
the
internet
trade
service
only
in
accordance
with
the
terms
of
this
agreement
in
addition
to
the
client’s
agreement.
i/we
agree
to
use
the
electronic
trading
service
and
any
additional
services
offered
through
the
internet
trade
service
only
in
accordance
with
the
terms
of
this
agreement
in
addition
to
the
client’s
agreement.
i/we
shall
be
the
only
authorized
user
of
the
electronic
trading
service
under
the
/we
understand
and
acknowledge
that
the
internet
trade
service
relies
on
the
access
codes
to
authenticate
me/us
as
the
authorized
user
for
the
/we
shall
be
responsible
for
the
confidentiality
and
use
of
the
access
codes.
i/we
acknowledge
and
agree
that
i/we
shall
be
solely
responsible
for
all
instructions
entered
through
the
electronic
trading
service
using
the
access
code
and
neither
you
nor
your
directors,officers
or
employees
shall
have
any
liability
to
me/us,or
to
any
other
person
whose
claim
may
arise
through
me/us,for
any
claims
with
respect
to
the
handling,
mishandling
or
loss
of
any
instruction.
i/we
shall
be
the
only
authorized
user
of
the
electronic
trading
service
under
the
/we
understand
and
acknowledge
that
the
internet
trade
service
relies
on
the
access
codes
to
authenticate
me/us
as
the
authorized
user
for
the
/we
shall
be
responsible
for
the
confidentiality
and
use
of
the
access
codes.
i/we
acknowledge
and
agree
that
i/we
shall
be
solely
responsible
for
all
instructions
entered
through
the
electronic
trading
service
using
the
access
code
and
neither
you
nor
your
directors,officers
or
employees
shall
have
any
liability
to
me/us,or
to
any
other
person
whose
claim
may
arise
through
me/us,for
any
claims
with
respect
to
the
handling,
mishandling
or
loss
of
any
instruction.
i/we
acknowledge
that
the
internet
trade
service
is
proprietary
to
you.
i/we
warrant
and
undertake
that
i/we
shall
not,
and
shall
not
attempt
to,
tamper
with,
modify,
decompile,
reverse
engineer
or
otherwise
alter
in
any
way,
and
shall
not
attempt
to
gain
unauthorized
access
to,
any
part
of
the
internet
trade
service.
i/we
acknowledge
that
you
may
take
legal
action
against
me/us,
if
i/we
at
any
time
breach
this
warranty
and
undertaking
or
if
you
at
any
time
reasonably
suspect
that
i/we
have
breached
the
same.
i/we
undertake
to
notify
you
immediately
if
i/we
become
aware
that
any
of
the
actions
described
above
in
this
paragraph
is
being
perpetrated
by
any
other
person.
i/we
acknowledge
that
the
internet
trade
service
is
proprietary
to
you.
i/we
warrant
and
undertake
that
i/we
shall
not,
and
shall
not
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