尽职调查资料中英文对照版.doc

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Due Diligence lists
尽职调查资料清单

1. Basic information company and History
一、公司基本资料及历史沿革
1.1 The latest business license ,organization code certificate ;
最新的营业执照、组织机构代码证

1.2 Articles of Association currently;
现行有效的公司章程
1.3 Detailed written description of the following main profiles:
下列重要概况的具体书面说明:
1.3.1 History
历史沿革
1.3.2 Company on the industry and profile information of the company industry status .Business scope and the mode of operation ,the market share of the company are included.
公司所处行业及公司行业地位的简介资料；涉及经营范围、经营方式、市场占有情况等；
1.4 The latest shareholding structure, organization chart (all departments and affiliated companies are contained).
最新的股权架构、组织结构图(含所有职能部门、下属公司)
1.5 Companies engaged in business activities Certificates (or franchise certificate).
公司所从事业务活动的资质证书(或特许经营证书)
1.6 Related capital increase agreement ,equity transfer agreement and related documents; employee stock ownership plan ,labor union ,trust, principal holdings and related agreements(Depending on the actual situation);
相关增资扩股协议、股权转让协议及相关文献；内部职工持股、工会、信托、委托持股情况及相关的协议（如有）;
1.7 All previous the verification report of increase registered capital since the company establishment, all previous evaluation report of the company(Depending on the actual situation).
公司设立以来历次增(减)注册资本的验资报告(工商局登记复印资料)，公司历次评估报告（如有）；
1.8 A full set of industry and commerce the end of file data(including subsidiaries, since the establishment of the beginning).
全套工商局登记底档资料(含子公司，自设立始)

2. Corporate governance and internal Control
公司治理及内部控制
2.1Directors, supervisors, senior executives and resume list;
董事、监事、高管人员名单及简历；
2.2 The written explanation of the modify of articles of association all previous .
章程的历次修改情况书面说明；
2.3All of the shareholder resolution since the company set up , the resolutions of board of directors and the board of supervisors .
公司设立以来历次股东会决议、董事会、监事会会议决议
2.4 A full set of effective internal control system currently .
全套公司现行有效的内部控制制度。

3. Business Information
公司业务资料
3.1Sales
销售情况
3.1.1Two years one time sales revenue of the company (two years one
time equal to January 1 2023 to April 2023 , hereinafter the same).
公司近两年一期(两年一期指2023年1月1日-2023年4月，以下相同)销售收入情况；
3.1.2 Sub regional sales situation two years one time .
近两年一期分区域销售情况;
3.1.3Major customer sales situation two years one time, and be sure to provide important client and the basic information of the supplier, It should include contact person, telephone, fax, zip code, address and other information;( if applicable)
近两年一期重要客户销售情况，并烦请提供重要客户及供应商的基本信息，需涉及联系人、联系电话、传真、邮编、地址等信息；(如合用)
3.1.4Provide the mode of the sales ,the channel of distribution and the advantage area of sales currently;
提供公司目前销售模式、销售渠道和销售优势区域；
3.1.5Provide the company sales ,the development trend of the sales revenue and the trend of the prediction.
提供公司销售量、销售收入的发展态势和变化趋势预测；
3.1.6The sales contract of the important client( accounting for 80% of total revenue ) two years one time.( if applicable)
近两年一期重要客户(占比总收入的80%)的销售协议(如合用)；
3.2Human resource
人力资源
3.2.1Company roster
公司花名册
3.2.2Payment of social security company personnel in two years ( the payment of five insurance payments and the actually payment situation);
近两年一期公司人员社保缴纳情况说明(五险一金的缴纳政策及实际缴纳情况)
3.2.3Remuneration policies and system of the company in two years.
近两一期年公司薪酬政策或制度；
3.2.4 The company short and long term compensation system of the company , termination benefits , the arrangement of the equity incentive.
公司长短期薪酬、辞退福利、股权激励事项的安排。
3.2.5 Detailed list of staff salaries for two years.
近两年员工的薪资明细单
3.3 Research and development situation (It depends on the actual)
研发情况(如有)
3.3.1 List of developed of items;
研发项目清单；
3.3.2 Research and development capitalized case.
研发资本化情况

4. Company Property Information
公司财产资料
4.1Estate
房产
4.1.1The company's list of buildings assets ;
公司的房屋建筑物资产清
4.1.2Real estate license
房产证
4.1.3 Land use right certificate of construction in progress, planning permit , construction Permit and construction contract .
在建工程的土地使用权证、规划许可证、施工许可证及施工协议；
4.1.4 The explanation of mortgage of fixed assets, and provide the certificate of title of the mortgage assets, main debt contracts ( such as loan contract and the maximum mortgage of loan contract ) , the creditor own certificate of encumbrance.
固定资产抵押情况说明，并提供抵押资产的产权证书、主债务协议(如借款协议及最高额抵押借款协议等)、债权人拥有的他项权利证书。
4.2 Land use rights ,trademark ,patent ,franchise etc.( intangible assets )
土地使用权、商标、专利、特许经营权等无形资产
4.2.1 Intangible assets list ;
无形资产清单；
4.2.2 Land use rights certificate ,land contract ,land lease contract ,the explanation of land mortgage ,and provide the certificate of title of the mortgage assets , main debt contracts ( such as loan contract and the maximum mortgage of loan contract ) , the creditor own certificate of encumbrance;
土地使用权证书、土地出让协议、土地租赁协议、土地抵押情况说明，并提供抵押资产的产权证书、主债务协议(如借款协议及最高额抵押借款协议等)、债权人拥有的他项权利证书；

4.2.3 Trademark registration ( if the trademark is the change made , provide the State Trademark Office approved the change of registrant approval);
商标注册证(若系变更取得的，提供国家商标局核准变更注册人的批文)；
4.2.4 Patented technology and non-technical lists and certificate .
专利技术及非专利技术明细表及证书。
4.3 Main equipment
重要设备
4.3.1Main equipment list
重要设备清单；
4.3.2 When the equipment was imported ,to provide the equipment of agent contract , the voucher of tariff payments .
如系进口设备，提供设备代理协议、关税交款凭证；
4.3.3 A copy of motor vehicle driving license ;
机动车辆行驶证复印件；
4.4 Lease assets list ; Approval ,contract of lease ,permanent assets ‘s lease.
租赁资产清单；固定资产租赁、出租的协议/协议、批文。
5 Company Financial Information
公司财务资料
5.1 Financial statements and audit report biennially (It depends on the actual );
近两年一期(2023.1.1-2023.4.30)财务报表及审计报告（如有）；
5.2 Financial account data has been extracted by authorized public accountant .
授权会计师提取财务账套数据；
5.3 The statements of all bank account biennially ( transaction flow are included );This period all new accountant of bank ,cancelation data ,certificates of deposit or account certificate (Depending on the actual situation);This period open letter of credit ,open file or agreement of bank acceptances ; The statement or agreement of financial products and other similar products .( Depending on the actual situation); Listing has opened a bank account settlement could be inquiry by basic household .
近两年一期所有银行账户的对账单(含交易流水)；本期所有银行新开户、销户资料；定期存单或开户证实书(如有)；本期开立信用证、银行承兑汇票等开立文献或协议；银行理财产品等类似产品的协议及对账单(如有)；基本户查询的《已开立银行结算账户清单》；
5.4 Preparation of audit of bill receivable biennially .( Depending on the actual situation );
近两年一期应收票据备查账(如有)；
5.5 Bad debt provision calculation process biennially ; Reclassification dealings details biennially ;
近两年一期坏账准备计算过程；往来重分类明细；
5.6 End inventory list of fixed assets and inventory report .
近两年一期固定资产年终盘点表及盘点报告；
5.7 New contract of long-term deferred for two years biennially ,invoices
etc ;Providing long-term deferred period apportionment table ;
近两年一期长期待摊两年新增的协议、发票等资料；提供长期待摊本期分摊计算表；
5.8 To provide all loan contract ,guarantee contract ,mortgage contract biennially ;
近两年一期所有借款协议，担保协议、抵押协议等；
5.9 Bank acceptances acceptance protocol biennially ;
近两年一期银行承兑汇票的承兑协议；
5.10 Credit reports biennially ;
近两年一期人民银行的贷款卡信息(信用报告)；
5.1. 1 With suppliers, customers at the end of the bill, or similar information biennially ;( Depending on the actual situation);
近两年一期与供应商、客户年终对账单或类似资料(如有)；
5.1.2 Related contracts of sales expense ,management costs ,large cost ( large cost means profit before tax exceed 5% ) must be provided;
销售费用、管理费用中，大额费用(大额指税前利润5%以上)请提供相关协议；
5.1.3 The government subsidies all the file biennially.
近两年一期所有政府补贴文献。
6. Company Tax Information
公司税务资料
6.1 Company tax registration certificate ( national tax and land tax are included );
公司的税务登记证(国税、地税)；
6.2 The company whether has been checked or punished by Tax Department , if it is happened, to provide examined result ,punishment documents nearly three years .
近3年是否受过税务部门检查、处罚，如有请提供检查结果、处罚文献；
6.3Company taxes ,tax rate and the basic of preferential policies(statute ,policy or approval );
公司税种、税率以及优惠政策的依据(法规、政策或批文)；
6.4 Tax returns and income tax information biennially ;
近两年一期纳税申报表和所得税汇算清缴资料；
6.5 Certificate of high-tech business ;( Depending on the actual situation)
高新技术公司证书(如有)

7. Affiliates Information
关联公司资料
7.1 Affiliates (GAAP caliber ) lists (affiliates name ,the current registered capital ,relationship, related party transactions etc), the actual controller of external investments ,director ,executives of external investment ;
关联公司(会计准则口径)资料清单(关联公司名称、目前注册资本、关联关系、关联交易等)，实际控制人的对外投资情况；董事、高管对外投资公司情况；
7.2 Audit report and financial statement biennially ;
近两年一期审计报告或财务报表；
7.3 The latest a copy of business license ;
最新营业执照复印件；
7.4 The latest articles of association;
最新公司章程；
7.5 All related party of business registration information (be printed by Trade and Industry Bureau ,all industrial and commercial registration of changes lists );
所有关联方的公司注册登记资料(到工商局打印，即所有的工商变更登记汇总表)。
8. Company Litigation , Arbitration, Administrative penalties Information
公司诉讼、仲裁、行政处罚资料
8.1 The company whether there is Pending or foreseeable major litigation, arbitration and administrative penalty cases. If there is, to provide relevant information, such as does not exist, a written explanation;
公司是否存在尚未了结的或可预见的重大诉讼、仲裁及行政处罚案件。如存在，提供有关资料，如不存在，请书面说明；
8.2 Chairman of the board, general manager ,deputy general manager, chief financial officer .These people whether have the pending or the foreseeable litigation, if it exists , to provide related information ,if there is no situation like this, make a written explanation .
董事长、总经理、副总经理、财务负责人是否存在尚未了结的或可预见的重大诉讼、仲裁及行政处罚案件，如存在，提供有关资料，如不存在，请书面说明；
8.3 Whether to ban or restrict the equity transfer projects of judgment, award or other circumstances exist, if it exist , please provide relevant information note and the judgment, ruling or circumstances related materials;
是否存在严禁或限制股权转让项目的判决、裁决或其他情况，如有，请提供相关情况说明及该判决、裁决或情况的相关材料；
8.3 Other contingencies
其他或有事项。
NOTE: Significant litigation, arbitration and administrative penalties case means : the amount of RMB200,000 Yuan or more ,if no loss or 200,000 Yuan less than the mount ,but there is a significant impact on the company's business .( Or to the chairman, president, vice president, chief financial officer of qualifications).
注：重大诉讼、仲裁及行政处罚案件是指：金额20万元以上；没有金额以及金额局限性20万元但对公司的经营(或对董事长、总经理、副总经理、财务负责人的任职资格)具有重大影响。