1、Re-exploringO.HenrysShortStoriesA Corpus-Based Pilot Study【摘要】本文试图采用语料库的方法从文体学视角分析欧亨利小说集四百万。研究揭示,通过语料库软件计算出的总体统计数据,为有关欧亨利小说广泛认同的文学阐释提供了更为具体的描述基础。在探讨小说场景和基本主题方面,重现序列的搭配及频数信息发现了前人并未关注过的语言学特征。 Abstract:Thisarticleattemptstoapplycorpus-basedmethodtoastylisticinterpretationofO.HenrysshortstorycollectionT
2、heFourMillion.Itisshownthattheoverallstatisticscomputedbycorpussoftwarehasprovidedamoredetaileddescriptivebasisforwidelyacceptedliteraryinterpretationsofhisstories.Intermsofstorysettingsandgeneralthemes,thecollocationandfrequencyinformationofrecurrentsequencescanidentifyvaluablelinguisticfeatureswhi
3、chliterarycriticsseemnottohavenoticed. Keywords:corpus;O.Henry;setting;theme 1.Introduction HenrywascalledtheAmericanGuyDeMaupassant.Bothauthorswrotetwistendings,butO.Henrysstoriesweremuchmoreplayfulandoptimistic.AmongtheformerstudiesonO.Henrysshortstories,thereisconsensusthatO.Henrysworksaregeneral
4、lybrandedwithsuchfeaturesassurprisingendings,useofcoincidenceorchancetocreatehumor,ingeniousandexquisitelayouts,smile-in-tearsironyandsoforth.Despitethedetailedliterarydiscussion,littleworkhasbeendonetorevealitslinguisticstyles.Noristhereworkwithquantitativedataasconvincingevidence.Intermsoftheestab
5、lisheddescriptionofhisstyle,itseemsunlikelythatthecorpus-basedmethodcanfindanythingoriginal.However,thestylisticanalysisinthepresentpaperaimstoillustratethevalueofcorpusempiricalmethodinexploringtheliterarystyles.Ontheonehand,statisticdatahelptoconfirmthecanonicalviewonO.Henrysshortstories;ontheothe
6、rhand,stylisticsisrelatedtolinguisticfeaturesofhisworks. 2.DataandMethodology ThispaperisdevotedtoinvestigatingthelinguisticstylesofO.Henrysworksinanempiricalway,applyingbothquantitativeandqualitativemethods.Thestudyadoptstwocorpora.OneisO.HenrysbookTheFourMillion(acollectionofstories),publishedin19
7、06,containsaseriesofshortstorieswhichtookplaceintheNewYorkCityintheearlyyearsofthe20thcentury.Thecomputerreadableversionsavailableontheinternetareusedtosetupaminorworkingcorpusforinvestigation(TheotheroneisBrowncorpususedasareferencecorpus. ThecorpusconcordancesoftwareusedinthisstudyisWordsmithtools
8、.Wordsmithcanundertakemoredetailedanalysesoffrequenciesofconcordanceitemsandextractcollocationalinformation.Byuseofcorporasoftware,wordswithsignificantkeynessinthebookTheFourMillionwillbesortedoutfirst,andthenconcordancelineswithakeywordanditscollocateswillbeextracted.Thecorporadatawillbeprocessedby
9、statisticalinstruments. 3.OverallStatistics Theoverallstatisticsareoneessentialstartingpointforasystematiccorpus-basedtextualanalysis.WordsmithToolsareusedtoprovidetheoverallstatisticsofthetwocorporaandcomparisonismadeasshowninTable3.1. Table3.1ComparisonofOverallStatisticsbetweentheTwoCorpora textf
10、ile intext types(distinctwords) type/tokenratio(TTR) standardisedTTR standardisedTTRbasis meansentencelength(inwords)meanwordlength(incharacters) wordlengthstd.dev. OverallofMini 52,770 8,251 16 46.97 1,000.00 15 4 2.24 OverallofBrown 1,390,505 47,146 4 39.07 1,000.00 23 5 2.52 Intermsofthenumberoft
11、okens,thecorpusforthepresentstudyseemsrathersmallcomparedwiththatofBrown.However,theobservedstandardizedtype-tokenratio(TTR)intheminorworkingcorpusishigherthanthatofBrown.Thehighertheratiois,themorelexicalvariationitreflects.Theresultisnotquitesurprising,forthefactthatO.Henrywasnotableforwritingstor
12、ieswithadiversityofexpressions.ThemeansentencelengthshowsthatO.Henrywroteshortersentencesthanthoseingeneralwrittentexts.Ineachofhisshortstories,severalincidentsandcluesarecondensedintomerely750wordsorso.Naturally,sentencesinshorterlengthcandelivernewinformationinaflashoftime.Ittakeslesstimeforreader
13、stofollowupthedevelopmentofthedramaticplot.Fundamentallyaproductofhistime,O.Henry#39;sworkprovidesoneofthebestEnglishexamplesofcatchingtheentireflavorofanage.Whetherroamingthecattle-landsofTexas,exploringtheartofthegentlegrafter,orinvestigatingthetensionsofclassandwealthinturn-of-the-centuryNewYork,
14、O.Henryhadaninimitablehandforisolatingsomeelementofsocietyanddescribingitwithanincredibleeconomyandgraceoflanguage. 4.KeywordAnalysisforSettings Settingisanindispensableconstituentforstorytelling.Settingbasicallyincludesseveralcloselyrelatedaspectsthetimeinwhichtheeventoractiontakesplace,theplacewhe
15、retheeventoractiontakesplaceandsocialenvironmentofthecharacters:themanners,customs,moralvaluesthatgovernthecharacterssociety.Inthepresentstudy,theinformationofthefirsttwoaspectscanbeprovidedbysortingoutthekeywordsofthetextsasTable4.1shows. Indoorplaces room,restaurant,Bogles,Cyphers,store,flat,door,
16、window,dresser,table,skylight,floor,desk, bench,street,corner,sidewalk,Broadway,avenue,park, Denotingtime evening,night,oclock, Itisstrikinglyinterestingthattwooutofthreekeywordsexplicitlyrefertothetimeatoraftersunset,includingevening,andnight.Moreinterestingly,almostallthecollocationsofoclockindica
17、tetherighttimefromthelateafternoontillthelatenight.Thefollowingconcordancelinesprovideevidence. 1.swerefew.Thetimewasbarely10o#39;clockatnight,butchillygustsofwind 2.eyDonovan#39;spaper-boxgirl.At10o#39;clockthejollyroundfaceofBigMike 3.heatresarestupid,anyway.At11o#39;clockthatnightsomebodytappedli
18、ghtly 4.anttoovershadowherfriend.At4o#39;clockontheafternoonofthethirddayM 5.upperwindowslighted?Well,at6o#39;clockIstoodinthathousewiththeyoun 6.astrike-breaker#39;smotorcar.At6o#39;clockthewaiterbroughtherdinnerandc 7.etothinking.Oneeveningabout6o#39;clockmymistressorderedhimtogetbusy 8.larandeigh
19、ty-sevencents?At7o#39;clockthecoffeewasmadeandthefrying- 9.gingmistress.Itwasmosttimes7o#39;clockwhenhereturnedintheevening.At 10.coddled,praisedandkissedat7o#39;clock.Artisanengagingmistress.Itwa 11.Weweremarriedlasteveningat8o#39;clockintheLittleChurchAroundtheCor 12.ewsamplesthismorning.It#39;s9.
20、45o#39;clock,andnotasinglepicturehatorpi 13.ghappinesstoyourson.Ateighto#39;clockthenexteveningAuntEllentooka 14.bywemovedout,for#39;twaseleveno#39;clock,andstandsabituponthesidewalk15.dyouburnyourhand,Dele?Fiveo#39;clock,Ithink,saidDele,plaintively. 16.behappening?askedIkey.Nineo#39;clock,saidMr.Mc
21、Gowan.Supper#39;satse 17.ooktomakehimthinkit!Atnineo#39;clockDulcietookatinboxofcrackersa 18.heannounced.Itwasexactlyteno#39;clockwhenwepartedhereattherestaura Furtherobservationofthefilenamesinthecorpusleadstoaconclusionthatallstoriesexceptonehappenedtotakeplacefromdusktothelatenight.Isthereanycoin
22、cidence?PerhapsinthedaytimethecommonmassesinNewYorkwereexcessivelybusywithworryingabouttheirmeansoflivelihood.Onlyafterworkoraftersupperdidtheyhavetimetotakepartinsomesocialactivities,suchasdinner,ball,caf,park,andplaywhichappearinthecontextofthethreetemporalkeywords.Thisisareflectionofsocialandcult
23、uralcontextsattheearly1920sinAmerica.People,whetherpoororrich,wouldliketotakeacupofcoffeeinacaforhaveaglassofdrinkatapub.Younggirlsdreamedofdancingwiththeirbelovedpartnersattheballofthelowerclass. Thenounkeywordsaboutthephysicalplaceswheretheeventstookplacecanberoughlygroupedintotwotypes:indoorplace
24、sandoutdoorplaces.Someunexpectedincidentsmighthappeninaroom,restaurant,flat,store,oronthesecondfloor,orevennearadresser,tableanddeskinside.Theyaresuchcommonandeverydayplacesthatonecantexpectanyconspicuousincidenttohappenattheseplaces.However,theauthorwaswiseenoughtoarrangehisunusualstoriesinquiteord
25、inarysettings.Otheradventuresmightbeexperiencedatthestreet,corner,sidewalk,orattheSecondAvenue,orevenonthebenchinalittlepark.InO.Henrysstoriestherewerenoplacesofimposingscaleoruniquestyle.Buttheywereplacesperfectlymatchedwiththestoriesofthecommonpeople. Whetherintheindoorplaceslikerestaurant,storean
26、dflat,orattheoutdoorplaceslikestreet,cornerandsidewalk,thereembeddedsomeunknownpossibilitiesforthecomingevents.Itwasattheseinconspicuousandordinaryplacesthattheunexpectedandaccidentalcoincidencestookplaceallthetime.O.Henryisgoodatwritingaboutordinarypeopleineverydaycircumstances.Heisquotedasoncesayi
27、ng,Therearestoriesineverything.Ivegotsomeofmybestyarnsfromparkbenches,lamppostsandnewspaperstands. ArangeoffrequentnounkeywordshelptofigureoutthemajorthemesinO.Henrysworks.Tobetterinvestigatewhatthesenounkeywordsreveal,itisnecessarytofurthercategorizethemaccordingtotheirdenotations.ThefollowingTable
28、5.1showsthecategorization. Table5.1FrequentNounKeywordsintheminorcorpus Denotingpeople Genders Professions Characteristics Man,lady,girl,Miss,Mr.,Missis, policeman,palmist,waiter,broker,lumberman,typewriter, cosmopolite,friend,longnecker,prince,gentleman, cab,fare,hat,cents,twenty,odour,coat,cigar,d
29、ollars,dandelions,two,doggie,card,clock,cards,umbrella,money,art,adventure,hop,leaf,Rubberneck,dinner Nounkeywordscanexposeexplicittopicsratherthantheunderlyingthemesinthetexts.AsseeninTable5.1,amajorityofnounsareusedtodenotepeople,eitherdistinguishingthecharactersgendersorprofessionsordescribingthe
30、irspecialtraits.Itisnotablethatsuchprofessionswereusuallytakenupbypeopleinthemiddleorlowersocialclasses.Onlyafewofthemwereluckyenoughtomaketheirfortuneandcontroltheirownlives;whereasmostofthemwhoearnedtheirmerelivingwerecontrolledbytheirmiserablefates.MostofO.Henry#39;sstoriestookplaceintheNewYorkCi
31、ty,anddealtforthemostpartwithordinarypeople:clerks,policemen,andwaitresses.Itistheauthorsrichlifeexperiencesandburdensoflifepressurethatbecamethesourceofdepictingsuchavarietyofprofessions. Anotherlargergroupofnounkeywordsdenotingthingsarescatteredindifferentstories.Theyarecloselyrelatedwiththethemeo
32、feachstory;therefore,itisunlikelytomakeanygeneralization.However,theconcordancelinesofthenumeralwordstwentyandtwosortedoutsomedistinctivecollocationalsequencesthatattractourattention.Bothfrequentlyco-occurwithtemporalnouns.Inthecaseoftwenty,morethan40percentofitsoccurrences(nineteenoutof42frequencie
33、s)areaccompaniedbytemporalwords,suchasyears,minutes,hours,days,seconds.Thewordtwoisalsolikelytoappearwithtemporalnouns,suchasweeks,hours,days,years,minutes.SuchsequencesofnumbersandtemporalnounsindicatethatmostofO.Henrysshortstoriesdevelopforashortperiod.Someeventstookweeksordaystodevelop,andotheran
34、ecdotesmightcometoanendinamoment.Asdiscussedabove,thelongestpassageoftimeturnsouttobetwentyyears,whichisentirelyrelatedwiththestoryAfterTwentyYears.Thisreflectsanotherrealisticfeaturethatinhisstorieseventsusuallyhappenedataspecifictime.Themeritsofconcretedescriptionoftimeshortenthedistancebetweenthe
35、charactersinsidethestoryandthereadersoutside. Thereistrueloveinhisstories.Loveasonekeywordstandsouttopraisethetouchingtruelovebetweenadestitutecouple.EitherinTheGiftoftheMagiorinAServiceofLove,thecoupleinthehumblecircumstancehelpedandlovedeachotherunselfishlyandwholeheartedly.Theirperfectandinnocent
36、loveboundupinthefettersofmoneyseemedevenmoreimpressiveandmoving. 6.Conclusion Throughcorpus-basedmethod,stylisticsofO.Henrysonecollectionofshortstorieshasbeenexplored.AsStubbs(2005:21-22)proposes,observationaldatacanprovidemoresystematicevidenceforunavoidablesubjectiveinterpretation.Differentfromthe
37、formerstudiesonO.Henrysworks,thepresentpaperhasattemptedtodelayinterpretationandprolonganalysis,givingweighttoquantitativeinvestigation.ThekeywordsandconcordfunctionsofWordsmithToolsattributetofindoutorreconfirmsomeuniquefeaturesofO.Henrysworks.Thepaperhascometothefollowingconclusions: (1)ThehigherT
38、TRintheworkingcorpusprovesO.Henryslexicaldiversityandwittynarration.Theshortermeansentencelengthrevealsthathisstoriesprogressrapidly,andshowarigideconomyofwords,whicharecustomarilyshortmostofthestoriesrunabouteighthundredwords. (2)ThefrequentnounkeywordsgiveacluetothesettingofO.Henrysshortstories.Th
39、etemporalkeywordstellthatallbutonestoryhappenedintheeveningandthedurationoftimewasnotlong.Someaccidentseventookplaceinafewhours.Thelocationkeywordsdenoteseveralordinaryplacesinacitywheresomethingaccidentalmightoccurwiththeauthorswittyarrangement. (3)Anothergroupofnounkeywordscastslightonthegeneralth
40、emesofO.Henrysshortstories.Someidentifypeoplebyrevealingtheirgenders,professionsandcharacteristics.Othersidentifythingsthatgiveinformationofthethemesofstories. Thisisatentativestudyofcorpus-basedstylisticanalysisonO.Henrysonecollectionofshortstories.ThebasicstatisticinformationcomputedbyWordsmithToo
41、lscanhelpreassesssubjectiveassertionsinstylisticcriticism.Acorpus-basedfurtherstudyisexpectedtoexplorehisstylesintermsofperspective,characterizationandlanguagefeatures.Whatismore,thecorpus-basedmethodcanbeintroducedintoliteratureclasstohelpstudentsgeneralizetheuniquefeaturesofanauthorintermsofstylistics. 1杨大中.荒寂森林和熔岩沙漠的写照欧亨利都市系列小说简论J.外国文学研究,1991