各国与地区专利文献种类代码.doc

附录5：各国与地区专利文献种类代码
国家或地区
代码
含义
African Intellectual Property Organization (OAPI) (OA)
A
Granted Patent
African Regional Industrial Property Organization (ARIPO) (AP)
A
Granted Patent

A0
Patent Application
Argentina (AR)
A1
Patent

A2
Patent of Importation

A3
Patent of Importation
Australia (AU)
A0
Provisional Application for Patent

A1
Comp. Spec. open to Pub. insp.

A4
Provisional Application for Patent

A5
Comp. Spec. open to Pub. insp.

B1
Patent (APP. advert.accepted, without PREC. A1)

B2
Patent (APP. advertised accepted)

B3
Petty Patent
Austria (AT)
A
Examined Patent Application Laid open

A5
Examined Patent Application Laid open

B
Patent

B8
Corrected front page of a Patent

B9
Corrected Patent

E
EP Patent valid in AT

U
Utility Model

U1
Utility Model with search report

U2
Utility Model without search report

U3
Utility Model search report

XE
AT NO. not accorded
Belgium (BE)
99
KD not exact ( Data incomplete)

A
Patent of Invention

A1
Patent of Invention

A2
Patent of Invention

A3
Patent Specification

A4
Patent of Improvement

A5
Patent of Improvement

A6
Patent of Improvement

A7
Patent of Importation

A8
Patent of Importation

A9
Patent of Importation

AA
Application published before Grant

AB
Originally filed Text (20 year Patent)

AC
Settled or rectified Text (20 year Patent)

AD
Originally filed Text and search report (20 year Patent)

AE
Settled or rectified Text and search report (20 year Patent)

AF
Text with modified claims and search report (20 year Patent)

AG
Originally filed Text (6 year Patent)

AH
Settled or rectified Text (6 year Patent)

BF
Correction: 20 year Patent instead of 6 year Patent

T1
Patent of Invention ( transformed from EP.)

T2
Patent of Invention ( transformed from EP)

X
Patent not published
Bolivia (BO)
A
Application for Patent
Bosnia and Herzegovina (BA)
A
Patent Application

B
Granted Patent

B1
Entry into the Register of a former YU Patent
Brazil (BR)
A
Unexamined Patent Application

A0
Patent/Utility Model/Ind. Model/Ind. Design APP.

A3
Pipeline Patent

C1
Patent of Addition

C2
Improved Additional Inventors's Certificate

C3
Second improved Additional Inventors's Certificate

C4
Third improved Additional Inventors's Certificate

U
Utility Model (Application)

U8
modified Utility Model
Brunei Darussalam (BN)
A
United Kingdom Patents registered
Bulgaria (BG)
A
Published Patent Application

A1
Inventor's Certificate

A2
Additional Inventor's Certificate

A3
Patent

A4
Additional Patent

B1
Patent (Second Publication level)

B2
Patent (First Publication level)

D
Main Patent

S
Additional Patent

T
Inventor's Certificate

U
Additional Inventor's Certificate

U1
Published Utility Model Application

Y1
Granted Utility Model (Second Publication level)

Y2
Granted Utility Model (First Publication level)
Canada (CA)
A
Patent

A1
Patent

A2
Patent (Division)

AA
Laid-open Application

B
Patent (Reissue)

C
Patent (Law 1989)
Chile (CL)
A1
Patent

A2
Patent of Addition

A3
Patent of Importation
China (CN)
A
Unexamined APPLIC. open to Public inspection（公开未审查）

B
Examined APP. open to Public inspection（审查）

C
Granted Patent9（授权）

T
Publication of the translation of an International Application（国际申请的译文）

U
Publ. Utility Model Application（公开的实用新型）

Y
Granted Utility Model（授权的使用新型）
Colombia (CO)
A1
Patent
Costa Rica (CR)
A
Patent
Croatia (HR)
A1
Publ. of Application with search report

A2
Publ. of Application without search report

B1
Entry into the Register of a former YU Patent
Cuba (CU)
A
Application for Patent

B
Granted Patents

O
Application for Patent

P
Granted Patents
Cyprus (CY)

A
Patent
Czech Republic (CZ)
A3
Patent Application

B6
Patent

U1
Utility Model
Czechoslovakia (CS)
A1
Application for Inventor's Certificate

A2
Patent Application

A3
Patent Application (Patent Law 1990)

B
Inventor's Certificate

B1
Inventor's Certificate

B2
Patent

B3
Dependent Inventor's Certificate

B4
Dependent Patent

B6
Patent (Patent Law 1990)

L
Additional Patent

M
Additional Inventor's Certificate

P
BASIC Patent
Denmark (DK)
A
Unexamined Application open to Publ. insp.

A0
Application filed

A4
Application filed

A5
Unexamined Application open to Publ. insp.

B
Examined Application

B1
Patent (Patent Law 1993)

B2
Patent amended after opposition (Patent Law 1993)

B3
Patent amended after re-examination (Patent Law 1993)

B4
Patent amended after re-examination (Patent Law 1993)

C
Patent

T1
Translation of the claims of an EP Patent into Danish

T2
Corrected translation of the claims of an EP Patent into Danish

T3
Translation of an EP Patent into Danish

T4
Translation of an amended EP Patent into Danish

T5
Corrected translation of an EP Patent into Danish

U1
Laid open Utility Model Application

U3
Utility Model registered without Examination

U4
Utility Model registered with Examination

X0
Application filed (annuled)

Y3
Utility Model Specification

Y4
Utility Model Specification with Examination

Y5
Amended Utility Model Specification

Y6
Amended Utility Model Specification with Examination
Dominican Republic (DO)
A
Patent
Ecuador (EC)
A
Application for Patent
Egypt (EG)
A
Patent
El Salvador (SV)
A
Patent
Estonia (EE)
A
Published Patent Application

B1
Granted Patent
Eurasian Patent Organization (EAPO) (EA)
A1
Publ. of Application with search report

A2
Publ. of Application without search report

A3
Publ. of search report

B1
Patent
European Patent Office (EPO) (EP)
A1
Publ. of Application with search report（带检索报告的申请）

A2
Publ. of Application without search report（不带检索报告的申请）

A3
Publ. of search report（检索报告）

A4
Supplementary search report（补充检索报告）

A8
Corrected title page of an EP-a Document

A9
Complete reprint of an EP-a Document

B1
Patent（授权）

B2
Patent after modification

B8
Corrected front page of an EP-B Document

B9
Complete reprint of an EP-B Document

TD
Publ. of Patent claims in GERMAN language
Finland (FI)
A
Unexamined Application open to Publ. insp.

A0
Application filed

B
Examined Application

B1
Patent (Patent Law 1996)

C
Patent

U0
Utility Model Application

U1
Utility Model

X0
Application filed (number not used)
France (FR)
A
Demande/Brev./Cert.Add./Cert.Util. (1RE Publ.)

A1
Application, First Publication

A2
Application for Additional Pat., First Publ.

A3
Application for Utility Model, First Publ.

A4
Appl. for Additional Cert. for Utility Model, First Publ.

A5
Patent, First and only Publication

A6
Additional Patent, First and only Publication

A7
Certificate of Utility (First and only Publication)

A8
Addit: Certificate of Utility (First and only Publ.)

B1
Patent of Invention (Second Publication)

B2
Addit. Patent of Invention (Second Publication)

B3
Certificate of Utility (Second Publication)

B4
Addit. Certificate of Utility (Second Publication)

E
Additions

M
Special Patent for Medicament
German Democratic Republic (DD)
A1
Prov. Economic Patent

A2
Prov. Economic Patent (Additional Patent)

A3
Economic Patent

A4
Additional Economic Patent

A5
Prov. exclusive Patent

A6
Prov. exclusive Patent (Additional Patent)

A7
Exclusive Patent

A8
Additional exclusive Patent

A9
Laid open Application ACC0RD. to PAR. 10.3 extension act

AA
Public notice for inspection of Patent Application

AB
Public notice for inspection of Provisional exclusive Patent accord. to PAR. 17/1 DD-PATG.

AC
Public notice for inspection of exclusive Patent accord. to PAR. 18/2 DD-PATG

AH
Public notice for inspection of foreign-language Patent Applications (HAVANNA TREATY)

B1
Economic Patent (sect. 18(1))

B3
Exclusive Patent (sect. 18(1))

B5
Patent Specification, 2nd Publ. accord. to extension act

C
Prov. exclusive Patent

C2
Economic Patent (sect. 19)

C4
Economic Patent (sect. 19)

C5
Patent Specification, 3RD Publ. accord. to extension act

D
Exclusive Patent

S
Exclusive Patent (Additional Patent)

T
Economic Patent

T9
Publication of the GERMAN translation of the Patent Specification

U
Economic Patent (Additional Patent)

W
Prov. exclusive Patent (Additional Patent)

Y
Prov. Economic Patent (Additional Patent)

Z
Prov. Economic Patent (Hauptpatent)
Germany (DE)
A
Document Laid open/Patent (First Publ.)

A0
PCT Publication in GERMAN language

A1
Document Laid open (First Publication)

B
Document Laid open/ Patent Specification (Second Publ.)

B1
Document Laid open (First Publication)

B2
Document Laid open (Second Publ.)

C0
Granted European Patents

C1
Patent Specification (First Publ.)

C2
Patent Specification (Second Publ.)

C3
Patent Specification (Third Publ.)

I1
Publication of filing of Certificate

I2
Publication of Grant of Certificate

T
Transl. of the Publ. of the Internat. Application

T2
Transl. of the European Patent Specification

T3
Transl. of the modified European Patent Specification

T4
Corrected transl. of the European Patent Specification

U
Utility Model

U1
Utility Model
Greece (GR)
A
Patent Application

A1
Patent of Addition

B
Patent

B1
Patent without preceding a-Publication

B2
Patent with preceding a-Publication

T1
Translation of claims of an European Patent Application

T3
Translation of a European Patent

U
Utility Model Application

Y
Utility Model
Guatemala (GT)
A
Application for Patent

U
Application for Utility Model
Honduras (HN)
A
Patent
Hong Kong (HK)
A
United Kingdom Patents registered

A1
Standard Patent

A2
Short-term Patent

A3
Publication of a request to record a designated Patent Application
Hungary (HU)
A0
Application for Patent

A1
Unexamined Patent Applications (Deferred Exam.)

A2
Examined Patent Application

A3
Pipeline Patent Application

AA
Publ. of Application with search report

AB
Publ. of Application without search report

AC
Publ. of search report

B
Patent

B1
Patent without previous Publication

B3
Pipeline Patent

P
Patent

U
Utility Model

U0
Application for Utility Model

X
Patent SECRET oder published later

X1
Unexamined Patent Applications (Deferred Exam.) (not published)

X2
Examined Patent Application (not published)
India (IN)
A
Complete Specification Laid open to Publ. insp.
Indonesia (ID)
A
Patent
Ireland (IE)
A1
Patent Application

A2
Short-term Patent Application

B
Patent Specification

B3
Short-term Patent
Israel (IL)
A0
Notice under SECTION 16 of the Patent Law

A1
Application Laid open to Publ. insp.
Italy (IT)
A
Patent

A0
Patent Application

A1
published Patent Application

A2
Divisional Patent Application

A3
Patent Application ALSO AS Utility Model Application

A4
Converted Patent Application

B1
Patent

T1
Patent Application EP translation

T2
Patent EP translation

U
Utility Model

U0
Utility Model Application

U1
Published Utility Model Application

U2
Divisional Utility Model Application

U3
Utility Model Application ALSO AS Patent Application

U4
Converted Utility Model Application

Y1
Utility Model
Japan (JP)
A2
Document Laid open to Public inspection（公开）

B1
Published registered Patent Specification without ANY A2 Publication (EVEN AFTERWARDS)

B2
Published registered Patent Specification

B4
Published Examined Patent Application

T2
Publ. unexam. Pat. Appl. based on Internat. Appl.

U1
Unexamined Utility Model

U2
Unexamined Utility Model
Kenya (KE)
A
Patent

A1
Patent (1 number for 2 Applications)
Latvia (LV)
A
Patent Application

A3
Reregistration of SU Patent

A4
Patent Application under LV-US agreement

B
Patent

B4
Patent under LV-US agreement
Lithuania (LT)
A
Patent Application

A3
Reregistration of SU Patent

B
Patent
Luxembourg (LU)
A
Patent Application

A1
Patent Application with search report

A2
Patent Application without search report

A4
Patent Application (1 numb. for 2 Appl.)

A7
Additional Certificate

A9
Supplementary protection Certificate
Malawi (MW)
A
Patent Specification
Malaysia (MY)
A
United Kingdom Patents registered

A1
Patents Granted (New Law)
Malta (MT)
A
Patent
Mexico (MX)
A
Patent of Invention

A1
Published Patent Application

A2
Anticipatedly published Patent Application

A3
Patent Application according to transitory Article XI

B
Patent (Law 1991)

U
Certificate of Invention

XA
Not published (Patent of Invention)

XB
Not published (Law 1991)

XU
Not published (Certificate of Invention)
Monaco (MC)
A
Patent

A1
First Additional Certificate
Mongolia (MN)
A1
Inventor's Certificate

T
Inventor's Certificate
Netherlands (NL)
A
Unexamined Application

A1
Unexamined Application (Law 1995)

B
Examined Application Laid open

C
Granted Patents

C1
Granted Patents (6 YEARS)

C2
Granted Patents (20 YEARS)
New Zealand (NZ)
A
Comp. Specification accepted
Nicaragua (NI)
A
Application for Patent
Norway (NO)
A
Unexamined Application open to Publ. insp.

A0
Application filed

A1
Unexamined Application open to Publ. insp

B
Examined Application

B1
Granted Patent (Law 1997)

B2
Amended Patent (Law 1997)

B3
Limited Patent (Law 1997)

C
Granted Patent
Panama (PA)
A

Application for Patent
Paraguay (PY)
A1
Patent

A3
Patent of Importation
Peru (PE)
A1
Application for Patent
Philippines (PH)
A
Patent

S
Design

U
Utility Model

Z
Utility Model
Poland (PL)
A1
Application

A2
Application for Prov. Patent

A3
Application for Add. Patent

A4
Application for AD. Prov. Patent

B
Spec. of principle Inventor's Certificate

B1
Patent

B2
Provisional Patent

B3
Additional Patent

B4
Provisional Additional Patent

L
Spec. of Patent of Addition

M
Spec. of Addition to Inventor's Certificate

O
Application Laid open

P
Spec. of principle Patent

U1
Application for Utility Model

U3
Application for Additional Utility Model

Y1
Utility Model

Y3
Additional Utility Model
Portugal (PT)
A
Application

A1
Additional Application

A4
Applications (two APP. with same number)

B
Granted Patent

B1
Additional Patent

B4
Patent (two APP. with same number)

T
Translation of a European Patent

U
Published Utility Model Application

X
Application number not used

Y
Granted Utility Models
Republic of Korea (KR)
A
Examined Patent Application

B1
Examined Patent Appli